Series 65 Exam Prep - Practice Test 3 EXPLICATION

Series 65 in 60 Minutes https://youtu.be/ElV6_kZH52k
Time stamps:
00:00 Intro
1:05 Violations of USA
2:09 Disclosure
2:42 YTM=IRR
3:23 Liquid=d and non-liquid real estate
4:20 '33 versus '34
5:41 Custody
8:05 registration as an IAR
9:15 Block trade
10:02 Balance of trade
11:25 ADRs
12:10 Diversification
12:55 Life insurance
15:45 Dishonest business practices
15:20 Offers of complimentary services
17:04 Blanket recommendations
19:00 Real estate
20:03 CAPM=expected return
20:47 No contracts with minors
21:40 Roth IRA
22:58 Statutory disqualification of an associated person
24:40 Futures
26:36 Zero coupon bonds
28:25 Consent to service
29:03 Hedge funds
31:45 Accepting investment risk
33:34 Dishonest business practices
34:50 Traditional IRA
35:42 Declaration of a dividend
37:22 Investment risk
39:15 Cost basis
40:42 Eurodollars
41:58 Time horizon
42:55 Order allocation
44:27 NPV is zero = highly efficient market
45:10 Defensive stock
45:45 Mode
46:32 Inverse relationship
47:15 Due diligence mutual fund
48:10 Inflation
49:33 Principal/dealer capacity
51:18 Defined benefit pension plan
52:09 Stock picking system
52:50 Depreciation
54:33 RMD 72
55:03 Soliciting
56:02 Insider trading
57:30 State registration
59:08 Sector rotation
59:37 Total return
1:00:57 IA website
1:02:31 List of securities for retirement accounts
1:03:50 Forms of business ownership
1:05:10 Hedging with futures
1:07:05 Holding period return
1:08:14 LATE exclusions
1:09:25 Opportunity cost
1:10:09 Hedging with options. Option contract as insurance
1:11:44 Efficient portfolio under MPT
1:12:31 IAR of a federally covered IA
1:13:34 529 Plan
1:14:55 Political risk
1:15:30 Suitability
1:16:35 Monetary policy and the FRB
1:17:05 ROP
1:17:05 Leveraged inverse EF
1:18:08 Municipal bond mutual fund
1:19:32 S Corp
1:20:20 ADRs
1:21:40 Notification
1:22:40 No accounts for minors
1:23:15 Passive versus active real estate investing
1:23:40 8K
1:24:25 Duration
1:25:40 Defined benefit plan
1:26:27 Fixed annuity
1:28:23 Buy stop to mitigate risk in a short stock position
1:29:11 REIT
1:29:11 Grantor trust
1:30:13 Time horizon
1:31:07 Mixed margin account
1:31:26 Forwards versus futures
1:32:45 Federally covered investment advisors
1:34:09 NPV is zero
1:35:00 US government securities
1:36:21 C Corp versus S Corp
1:37:05 State covered investment advisor
1:37:05 Short soybean futures
1:38:20 DCA (Dollar Cost Averaging)
1:38:51 GNMA pays interest and principal monthly
1:39:11 Coverdell versus 529
1:39:30 Common stock is the best long term inflation hedge
1:40 Partnerships don't have corporate officers
1:41:53 Research reports on website
1:43:00 Code of Ethics
1:43:38 Definition of securities
1:44:40 Present value
1:45:43 Bond volatility
1:45:53 Lagging economic indicators
1:47:02 Efficient Market Hypothesis
1:48:06 Dark pools
1:48:47 Probable return
1:49:10 Core inflation
1:49:50 State administrator
1:50:49 Balance sheet
1:51:28 Foreign investing
1:52:47 Equity security
1:53:08 Definition of a broker/dealer
1:54:05 Growth companies
1:55:00 Affinity fraud
1:55:55 Loans to customers
1:56:50 ADRs
1:57:34 Capital preservation
1:58:25 Interest rate sensitive
1:58:45 Hedge fund
1:58:57 writer of a call option
1:59:12 Registration of a B/D
1:59:54 Mutual fund suitability
2:00:38 Speculative OTC stocks
2:00:53 Investment Advisor versus Investment Advisor Representative
2:01:45 Principal transaction
2:02:38 Passive bond portfolio
2:03:04 Balance sheet
2:03:30 Hedge funds
2:03:48 Cumulative preferred stock
2:04:26 Custody
2:04:42 Portfolio mix
2:05:01 Howey decision
2:05:50 Record retention


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